PAUL R. DUNCAN
VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
Mr. Duncan is responsible for designing compliance policies, procedures, and internal controls. He also monitors compliance issues related to the Investment Adviser’s Act of 1940, ERISA, US Patriot Act, Sarbanes-Oxley, fiduciary laws, and privacy regulation. Mr. Duncan has 19 years of compliance and audit experience in the securities, fiduciary, and banking industries, including positions with Chevy Chase Trust, Chevy Chase Bank, and Dauphin Deposit and Trust Company. He is a cum laude graduate of both Albright College, where he earned an accounting degree, and George Mason University, where he earned an MBA. In addition to being a Certified Public Accountant, Mr. Duncan is a Certified Internal Auditor and a Certified Fiduciary and Investment Risk Specialist.